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More About This Title XSLT 2.0 and XPath 2.0 Programmer's Reference, 4th Edition
The book does assume a basic knowledge of XML, HTML, and the architecture of the Web, and it is written for experienced programmers. There’s no assumption that you know any particular language such as Java or Visual Basic, just that you recognize the concepts that all programming languages have in common.
The book is suitable both for XSLT 1.0 users upgrading to XSLT 2.0, and for newcomers to XSLT. The book is also equally suitable whether you work in the Java or .NET world.
As befits a reference book, a key aim is that the coverage should be comprehensive and authoritative. It is designed to give you all the details, not just an overview of the 20 percent of the language that most people use 80 percent of the time. It’s designed so that you will keep coming back to the book whenever you encounter new and challenging programming tasks, not as a book that you skim quickly and then leave on the shelf. If you like detail, you will enjoy this book; if not, you probably won’t.
But as well as giving the detail, this book aims to explain the concepts, in some depth. It’s therefore a book for people who not only want to use the language but who also want to understand it at a deep level.
The book aims to tell you everything you need to know about the XSLT 2.0 language. It gives equal weight to the things that are new in XSLT 2.0 and the things that were already present in version 1.0. The book is about the language, not about specific products. However, there are appendices about Saxon (the author’s own implementation of XSLT 2.0), about the Altova XSLT 2.0 implementation, and about the Java and Microsoft APIs for controlling XSLT transformations, which will no doubt be upgraded to handle XSLT 2.0 as well as 1.0. A third XSLT 2.0 processor, Gestalt, was released shortly before the book went to press, too late to describe it in any detail. But the experience of XSLT 1.0 is that there has been a very high level of interoperability between different XSLT processors, and if you can use one of them, then you can use them all.
In the previous edition we split XSLT 2.0 and XPath 2.0 into separate volumes. The idea was that some readers might be interested in XPath alone. However, many bought the XSLT 2.0 book without its XPath companion and were left confused as a result; so this time, the material is back together. The XPath reference information is in self-contained chapters, so it should still be accessible when you use XPath in contexts other than XSLT.
The book does not cover XSL Formatting Objects, a big subject in its own right. Nor does it cover XML Schemas in any detail. If you want to use these important technologies in conjunction with XSLT, there are other books that do them justice.
This book contains twenty chapters and eight appendixes (the last of which is a glossary) organized into four parts. The following section outlines what you can find in each part, chapter, and appendix.
Part I: Foundations: The first part of the book covers essential concepts. You should read these before you start coding. If you ignore this advice, as most people do, then you read them when you get to that trough of despair when you find it impossible to make the language do anything but the most trivial tasks. XSLT is different from other languages, and to make it work for you, you need to understand how it was designed to be used.
Chapter 1: XSLT in Context: This chapter explains how XSLT fits into the big picture: how the language came into being and how it sits alongside other technologies. It also has a few simple coding examples to keep you alert.
Chapter 2: The XSLT Processing Model: This is about the architecture of an XSLT processor: the inputs, the outputs, and the data model. Understanding the data model is perhaps the most important thing that distinguishes an XSLT expert from an amateur; it may seem like information that you can’t use immediately, but it’s knowledge that will stop you making a lot of stupid mistakes.
Chapter 3: Stylesheet Structure: XSLT development is about writing stylesheets, and this chapter takes a bird’s eye view of what stylesheets look like. It explains the key concepts of rule-based programming using templates, and explains how to undertake programming-in-the-large by structuring your application using modules and pipelines.
Chapter 4: Stylesheets and Schemas: A key innovation in XSLT 2.0 is that stylesheets can take advantage of knowledge about the structure of your input and output documents, provided in the form of an XML Schema. This chapter provides a quick overview of XML Schema to describe its impact on XSLT development. Not everyone uses schemas, and you can skip this chapter if you fall into that category.
Chapter 5: The Type System: XPath 2.0 and XSLT 2.0 offer strong typing as an alternative to the weak typing approach of the 1.0 languages. This means that you can declare the types of your variables, functions, and parameters, and use this information to get early warning of programming errors. This chapter explains the data types available and the mechanisms for creating user-defined types.
Part II: XSLT and XPath Reference: This section of the book contains reference material, organized in the hope that you can easily find what you need when you need it. It’s not designed for sequential reading, though you might well want to leaf through the pages to discover what’s there.
Chapter 6: XSLT Elements: This monster chapter lists all the XSLT elements you can use in a stylesheet, in alphabetical order, giving detailed rules for the syntax and semantics of each element, advice on usage, and examples. This is probably the part of the book you will use most frequently as you become an expert XSLT user. It’s a “no stone unturned” approach, based on the belief that as a professional developer you need to know what happens when the going gets tough, not just when the wind is in your direction.
Chapter 7: XPath Fundamentals: This chapter explains the basics of XPath: the low-level constructs such as literals, variables, and function calls. It also explains the context rules, which describe how the evaluation of XPath expressions depends on the XSLT processing context in which they appear.
Chapter 8: XPath: Operators on Items: XPath offers the usual range of operators for performing arithmetic, boolean comparison, and the like. However, these don’t always behave exactly as you would expect, so it’s worth reading this chapter to see what’s available and how it differs from the last language that you used.
Chapter 9: XPath: Path Expressions: Path expressions are what make XPath special; they enable you to navigate around the structure of an XML document. This chapter explains the syntax of path expressions, the 13 axes that you can use to locate the nodes that you need, and associated operators such as union, intersection, and difference.
Chapter 10: XPath: Sequence Expressions: Unlike XPath 1.0, in version 2.0 all values are sequences (singletons are just a special case). Some of the most important operators in XPath 2.0 are those that manipulate sequences, notably the
«for» expression, which translates one sequence into another by applying a mapping.
Chapter 11: XPath: Type Expressions: The type system was explained in Chapter 5; this chapter explains the operations that you can use to take advantage of types. This includes the
«cast» operation which is used to convert values from one type to another.A big part of this chapter is devoted to the detailed rules for how these conversions are done.
Chapter 12: XSLT Patterns: This chapter returns from XPath to a subject that’s specific to XSLT. Patterns are used to define template rules, the essence of XSLT’s rule-based programming approach. The reason for explaining them now is that the syntax and semantics of patterns depends strongly on the corresponding rules for XPath expressions.
Chapter 13: The Function Library: XPath 2.0 includes a library of functions that can be called from any XPath expression; XSLT 2.0 extends this with some additional functions that are available only when XPath is used within XSLT. The library has grown immensely since XPath 1.0. This chapter provides a single alphabetical reference for all these functions.
Chapter 14: Regular Expressions: Processing of text is an area where XSLT 2.0 and XPath 2.0 are much more powerful than version 1.0, and this is largely through the use of constructs that exploit regular expressions. If you’re familiar with regexes from languages such as Perl, this chapter tells you how XPath regular expressions differ. If you’re new to the subject, it explains it from first principles.
Chapter 15: Serialization: Serialization in XSLT means the ability to generate a textual XML document from the tree structure that’s manipulated by a stylesheet. This isn’t part of XSLT processing proper, so (following W3C’s lead) it’s separated it into its own chapter. You can control serialization from the stylesheet using an
declaration, but many products also allow you to control it directly via an API.
Part III: Exploitation: The final section of the book is advice and guidance on how to take advantage of XSLT to write real applications. It’s intended to make you not just a competent XSLT coder, but a competent designer too. The best way of learning is by studying the work of others, so the emphasis here is on practical case studies.
Chapter 16: Extensibility: This chapter describes the “hooks” provided in the XSLT specification to allow vendors and users to plug in extra functionality. The way this works will vary from one implementation to another, so we can’t cover all possibilities, but one important aspect that the chapter does cover is how to use such extensions and still keep your code portable.
Chapter 17: Stylesheet Design Patterns: This chapter explores a number of design and coding patterns for XSLT programming, starting with the simplest “fill-in-the-blanks” stylesheet, and extending to the full use of recursive programming in the functional programming style, which is needed to tackle problems of any computational complexity. This provides an opportunity to explain the thinking behind functional programming and the change in mindset needed to take full advantage of this style of development.
Chapter 18: Case Study: XMLSpec: XSLT is often used for rendering documents, so where better to look for a case study than the stylesheets used by the W3C to render the XML and XSLT specifications, and others in the same family, for display on the web? The resulting stylesheets are typical of those you will find in any publishing organization that uses XML to develop a series of documents with a compatible look-and-feel.
Chapter 19: Case Study: A Family Tree: Displaying a family tree is another typical XSLT application. This example with semi-structured data—a mixture of fairly complex data and narrative text—that can be presented in many different ways for different audiences. It also shows how to tackle another typical XSLT problem, conversion of the data into XML from a legacy text-based format. As it happens, this uses nearly all the important new XSLT 2.0 features in one short stylesheet. But another aim of this chapter is to show a collection of stylesheets doing different jobs as part of a complete application.
Chapter 20: Case Study: Knight's Tour: Finding a route around a chessboard where a knight visits every square without ever retracing its steps might sound a fairly esoteric application for XSLT, but it’s a good way of showing how even the most complex of algorithms are within the capabilities of the language. You may not need to tackle this particular problem, but if you want to construct an SVG diagram showing progress against your project plan, then the problems won’t be that dissimilar.
Part IV: Appendices: Appendix A: XPath 2.0 Syntax Summary: Collects the XPath grammar rules and operator precedences into one place for ease of reference.
Appendix B: Error Codes: A list of all the error codes defined in the XSLT and XPath language specifications, with brief explanations to help you understand what’s gone wrong.
Appendix C: Backward Compatibility: The list of things you need to look out for when converting applications from XSLT 1.0.
Appendix D: Microsoft XSLT Processors: Although the two Microsoft XSLT processors don’t yet support XSLT 2.0, we thought many readers would find it useful to have a quick summary here of the main objects and methods used in their APIs.
Appendix E: JAXP: the Java API for XML Processing: JAXP is an interface rather than a product. Again, it doesn’t have explicit support yet for XSLT 2.0, but Java programmers will often be using it in XSLT 2.0 projects, so the book includes an overview of the classes and methods available.
Appendix F: Saxon: At the time of writing Saxon (developed by the author of this book) provides the most comprehensive implementation of XSLT 2.0 and XPath 2.0, so its interfaces and extensions are covered in some detail.
Appendix G: Altova: Altova, the developers of XML Spy, have an XSLT 2.0 processor that can be used either as part of the development environment or as a freestanding component. This appendix gives details of its interfaces.
Appendix H: Glossary
Note: CD-ROM/DVD and other supplementary materials are not included as part of eBook file.
In 2004 the author formed his own company, Saxonica, to provide commercial software and services building on the success of the Saxon technology. Previously, he spent three years with Software AG, working with the developers of the Tamino XML server, an early XQuery implementation. His background is in database technology: after leaving the University of Cambridge with a Ph.D., he worked for many years with the (then) computer manufacturer ICL, developing network, relational, and objectoriented database software products as well as a text search engine, and held the position of ICL Fellow.
List of Examples xxxix
Part I: Foundations
Chapter 1: XSLT in Context 3
What Is XSLT? 3
How Does XSLT Transform XML? 7
The Place of XSLT in the XML Family 21
The History of XSL 26
XSLT2.0asa Language 33
Chapter 2: The XSLT Processing Model 41
XSLT: A System Overview 41
The XDM Tree Model 45
The Transformation Process 67
Error Handling 80
Variables and Expressions 80
Chapter 3: Stylesheet Structure 89
Changes in XSLT 2.0 90
The Modular Structure of a Stylesheet 90
The <xsl:stylesheet>Element 98
The <?xml-stylesheet?>Processing Instruction 99
Embedded Stylesheets 102
Simplified Stylesheets 125
Writing Portable Stylesheets 127
Chapter 4: Stylesheets and Schemas 151
XML Schema: An Overview 151
Declaring Types in XSLT 161
Validating the Source Document 165
Validating the Result Document 170
Validating a Temporary Document 174
Validating Individual Elements 176
Validating Individual Attributes 179
The default-validation Attribute 180
Importing Schemas 180
Using xsi: type 181
Chapter 5: Types 185
What Is a Type System? 185
Changes in 2.0 186
Atomic Values 189
Atomic Types 191
Schema Types and XPath Types 217
The Type Matching Rules 219
Static and Dynamic Type Checking 221
Part II: XSLT and XPath Reference
Chapter 6: XSLT Elements 227
Chapter 7: XPath Fundamentals 521
Where to Start 523
Lexical Constructs 527
Primary Expressions 539
Variable References 540
Parenthesized Expressions 542
Context Item Expressions 543
Function Calls 544
Conditional Expressions 551
The XPath Evaluation Context 553
Chapter 8: XPath: Operators on Items 571
Arithmetic Operators 571
Value Comparisons 581
General Comparisons 588
Node Comparisons 593
Boolean Expressions 594
Chapter 9: XPath: Path Expressions 599
Examples of Path Expressions 600
Changes in XPath 2.0 601
Document Order and Duplicates 602
The Binary «⁄»Operator 602
Axis Steps 606
Rooted Path Expressions 625
The«⁄ ⁄»Abbreviation 626
Combining Sets of Nodes 628
Chapter 10: XPath: Sequence Expressions 633
The Comma Operator 634
Numeric Ranges: The «to» Operator 636
Filter Expressions 638
The «for» Expression 640
Simple Mapping Expressions 644
The «some» and «every» Expressions 646
Chapter 11: XPath: Type Expressions 653
Converting Atomic Values 654
Sequence Type Descriptors 668
The «instance of» Operator 677
The «treat as» Operator 678
Chapter 12: XSLT Patterns 681
Patterns and Expressions 681
Changes in XSLT 2.0 682
The Formal Definition 683
An Informal Definition 685
Conflict Resolution 686
Matching Parentless Nodes 688
The Syntax of Patterns 689
Chapter 13: The Function Library 709
A Word about Naming 710
Functions by Category 710
Code Samples 714
Function Definitions 714
Chapter 14: Regular Expressions 915
Branches and Pieces 916
Character Groups 919
Character Ranges 919
Character Class Escapes 920
Character Blocks 922
Character Categories 924
Disallowed Constructs 927
Chapter 15: Serialization 929
The XML Output Method 929
The HTML Output Method 936
The XHTML Output Method 939
The Text Output Method 940
Using the <xsl:output> declaration 940
Character Maps 941
Disable Output Escaping 945
Part III: Exploitation
Chapter 16: Extensibility 953
What Vendor Extensions Are Allowed? 954
Extension Functions 955
Keeping Extensions Portable 970
Chapter 17: Stylesheet Design Patterns 973
Fill-in-the-Blanks Stylesheets 973
Navigational Stylesheets 976
Rule-Based Stylesheets 980
Computational Stylesheets 985
Chapter 18: Case Study: XMLSpec 1001
Formatting the XML Specification 1002
Creating the HTML Outline 1008
Formatting the Document Header 1012
Creating the Table of Contents 1019
Creating Section Headers 1023
Formatting the Text 1024
Producing Lists 1028
Making Cross-References 1029
Setting Out the Production Rules 1033
Overlay Stylesheets 1041
Stylesheets for Other Specifications 1044
Chapter 19: Case Study: A Family Tree 1049
Modeling a Family Tree 1050
Creating a Data File 1058
Displaying the Family Tree Data 1072
Chapter 20: Case Study: Knight’s Tour 1099
The Problem 1099
The Algorithm 1100
Placing the Knight 1104
Displaying the Final Board 1105
Finding the Route 1106
Running the Stylesheet 1112
Part IV: Appendices
Appendix A: XPath 2.0 Syntax Summary 1117
Whitespace and Comments 1118
Syntax Productions 1119
Operator Precedence 1122
Appendix B: Error Codes 1123
Functions and Operators (FO) 1124
XPath Errors (XP) 1126
XSLT Errors (XT) 1127
Appendix C: Backward Compatibility 1139
Stage 1: Backward-compatibility Mode 1140
Stage2: Setting version=‘‘2.0’’ 1142
Stage 3: Adding a Schema 1145
Appendix D: Microsoft XSLT Processors 1147
Appendix E: JAXP: The Java API for Transformation 1163
The JAXP Parser API 1164
The JAXP Transformation API 1169
Examples of JAXP Transformations 1187
Appendix F: Saxon 1195
Using Saxon from the Command Line 1196
Using Saxon from a Java Application 1199
Using Saxon from a .NET Application 1203
Saxon Tree Models 1205
The evaluate() Extension 1210
Appendix G: Altova 1215
Running from within XMLSpy 1215
Extensions and Extensibility 1217
The Command Line Interface 1217
Using the API 1218
Appendix H: Glossary 1221